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2023
Data Provided by SFIPC
Q1
Overview of Short-Swing Trading Disgorgement Case Progress 112Q1_excel
Overview of Short-Swing Trading Disgorgement Case Progress 112Q1_ods
Unsettled Case List of Significant Outstanding Amounts 112Q1_excel
Unsettled Case List of Significant Outstanding Amounts 112Q1_ods
Q2
Overview of Short-Swing Trading Disgorgement Case Progress2023Q2_excel
Overview of Short-Swing Trading Disgorgement Case Progress2023Q2_ods
Unsettled Case List of Significant Outstanding Amounts2023Q2_excel
Unsettled Case List of Significant Outstanding Amounts2023Q2_ods
Q3
overview of Short-Swing Trading Disgorgement Case Progress2023Q3_excel
overview of Short-Swing Trading Disgorgement Case Progress2023Q3_ods
Unsettled Case List of Significant Outstanding Amounts2023Q3_excel
Unsettled Case List of Significant Outstanding Amounts2023Q3_ods
Q4
Overview of Short-Swing Trading Disgorgement Case Progress 2023Q4_excel
Overview of Short-Swing Trading Disgorgement Case Progress 2023Q4_ods
Unsettled Case List of Significant Outstanding Amounts 2023Q4_excel
Unsettled Case List of Significant Outstanding Amounts 2023Q4_ods
2022
Data Provided by SFIPC
Q1
Overview of Short-Swing Trading Disgorgement Case Progress2022Q1_excel
Overview of Short-Swing Trading Disgorgement Case Progress2022Q1_ods
Unsettled Case List of Significant Outstanding Amounts 2022Q1_excel
Unsettled Case List of Significant Outstanding Amounts 2022Q1_ods
Q2
Overview of Short-Swing Trading Disgorgement Case Progress2022Q2_excel
Overview of Short-Swing Trading Disgorgement Case Progress2022Q2_ods
Unsettled Case List of Significant Outstanding Amounts 2022Q2_excel
Unsettled Case List of Significant Outstanding Amounts 2022Q2_ods
Q3
Overview of Short-Swing Trading Disgorgement Case Progress2022Q3_excel
Overview of Short-Swing Trading Disgorgement Case Progress2022Q3_ods
Unsettled Case List of Significant Outstanding Amounts 2022Q3_excel
Unsettled Case List of Significant Outstanding Amounts 2022Q3_ods
Q4
Overview of Short-Swing Trading Disgorgement Case Progress 111Q4_excel
Overview of Short-Swing Trading Disgorgement Case Progress 111Q4_ods
Unsettled Case List of Significant Outstanding Amounts111Q4_excel
Unsettled Case List of Significant Outstanding Amounts 111Q4_ods
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